The SEC Office of the Whistleblower post Notices of Covered Action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million.Subject to the Final Rules, individuals who voluntarily provided the Commission with original information after July 21, 2010 that led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award.Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award.

View the updated list on the continue link. Previous award postings can be found here.

NOTICE NO. ACTION NOTICE DATE CLAIM DUE DATE

2014-47
SEC v. Syndicated Food Service International, Inc., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. Brown, Iain Brown, Fidra Holdings LTD., Jeffrey Richardson, Peter Moulinos, Michelle Kramish Kain, Joseph Ferragamo, Adam Klein, Christopher Quintana, and Thomas Tanis
Case number: 04-cv-01303 (United States District Court for the Eastern District of New York)
Case filed: March 29, 2004
Qualifying Judgment/Order: April 1, 2014
04/22/2014 07/21/2014

2014-46
In the Matter of Worldwide Capital, Inc. and Jeffrey W. Lynn
Administrative Proceeding File No.: 3-15772
Case filed: March 5, 2014
Qualifying Judgment/Order: March 5, 2014
04/22/2014 07/21/2014

2014-45
SEC v. John Kinnucan and Broadband Research Corporation
Case number: 12-cv-1230 (United States District Court for the Southern District of New York)
Case filed: February 17, 2012
Qualifying Judgment/Order: April 1, 2014
04/22/2014 07/21/2014

2014-44
SEC v. Juno Mother Earth Asset Management, LLC, Eugenio Verzili and Arturo Allan Rodriguez Lopez a/k/a Arturo Rodriguez
Case number: 11-cv-1778 (United States District Court for the Southern District of New York)
Case filed: March 15, 2011
Qualifying Judgment/Order: March 31, 2014
04/22/2014 07/21/2014

2014-43
SEC v. Certain Unknown Traders in the Securities of H.J. Heinz Company
Case number: 13-cv-1080 (United States District Court for the Southern District of New York)
Case filed: February 25, 2013
Qualifying Judgment/Order: April 2, 2014
04/22/2014 07/21/2014

2014-42
In the Matter of Lions Gate Entertainment Corp.
Administrative Proceeding File No.: 3-15791
Case filed: March 13, 2014
Qualifying Judgment/Order: March 13, 2014
04/22/2014 07/21/2014

2014-41
SEC v. Dawn Wright-Olivares and Daniel Olivares
Case number: 13-cv-00700 (United States District Court for the Western District of North Carolina)
Case filed: December 20, 2013
Qualifying Judgment/Order: February 28, 2014
04/22/2014 07/21/2014

2014-40
In the Matter of Howard Feder and BDL Manager LLC
Administrative Proceeding File No.: 3-15788
Case filed: March 13, 2014
Qualifying Judgment/Order: March 13, 2014
04/22/2014 07/21/2014

2014-39
SEC v. Samuel E. Wyly, Charles J. Wyly, Jr., Michael C. French, and Louis J. Schaufele III
Case number: 10-cv-05760 (United States District Court for the Southern District of New York)
Case filed: July 29, 2010
Qualifying Judgment/Order: March 21, 2014
04/22/2014 07/21/2014

2014-38
SEC v. Joseph Hilton f/k/a Joseph Yurkin, Pacific Northwestern Energy LLC, Rock Castle Drilling Fund LP, Rock Castle Drilling Fund II LP, and New Horizon Publishing Inc.
Case number: 12-cv-81033 (United States District Court for the Southern District of Florida)
Case filed: September 24, 2012
Qualifying Judgment/Order: March 20, 2014
04/22/2014 07/21/2014

2014-37
SEC v. John S. Morgan, Marian I. Morgan, Morgan European Holdings ApS a/k/a Money Talks, Inc., ApS, Stephen E. Bowman, Bowman Marketing Group, Inc., and Thomas D. Woodcock, Jr.
Case number: 09-cv-01093 (United States District Court for the Middle District of Florida)
Case filed: June 11, 2009
Qualifying Judgment/Order: July 5, 2012
04/22/2014 07/21/2014

2014-36
In the Matter of Jefferies LLC (formerly known as Jefferies & Company, Inc.)
Administrative Proceeding File No.: 3-15785
Case filed: March 12, 2014
Qualifying Judgment/Order: March 12, 2014
04/22/2014 07/21/2014

2014-35
SEC v. Onyx Capital Advisors, LLC, Roy Dixon, Jr., and Michael A. Farr
Case number: 10-cv-11633 (United States District Court for the Eastern District of Michigan)
Case filed: April 22, 2010
Qualifying Judgment/Order: January 31, 2014
04/22/2014 07/21/2014
2014-34 In the Matter of Ronald S. Bloomfield, Robert Gorgia, and John Earl Martin, Sr.
Administrative Proceeding File No.: 3-13871
Case filed: February 27, 2014
Qualifying judgment/order: February 27, 2014
3/24/2014 6/23/2014
2014-33 SEC v. Henry Morris, David J. Loglisci, Nosemote LLC, Pantigo Emerging LLC, and Purpose LLC
Case number: 09-cv-02518 (United States District Court for the Southern District of New York)
Case filed: March 19, 2009
Qualifying judgment/order: March 3, 2014
3/24/2014 6/23/2014
2014-32 SEC v. George Garcy a/k/a Jorge Garcia, and Angelo Cuomo
Case number: 11-cv-02282 (United States District Court for the Eastern District of New York)
Case filed: May 11, 2011
Qualifying judgment/order: February 7, 2014
3/24/2014 6/23/2014
2014-31 SEC v. Dean P. Gross and Gregory W. Laser
Case number: 09-cv-09144 (United States District Court for the Central District of California)
Case filed: December 14, 2009
Qualifying judgment/order: February 12, 2014
3/24/2014 6/23/2014
2014-30 SEC v. Secure Capital Funding Corporation, Bertram Augustus Hill, PP&M Trade Partners, and Kiavanni Pringle
Case number: 11-cv-00916 (United States District Court for the District of New Jersey)
Case filed: February 18, 2011
Qualifying judgment/order: March 10, 2014
3/24/2014 6/23/2014
2014-29 SEC v. China Intelligent Lighting and Electronics, Inc., NIVS Intellimedia Technology Group, Inc., Tianfu Li, and Xuemei Li
Case number: 13-cv-05079 (United States District Court for the Southern District of New York)
Case filed: July 22, 2013
Qualifying judgment/order: March 10, 2014
3/24/2014 6/23/2014
2014-28 In the Matter of Apple REIT Six, Inc.; Apple REIT Seven, Inc.; Apple REIT Eight, Inc.; Apple REIT Nine, Inc.; Apple Six Advisors, Inc.; Apple Seven Advisors, Inc., Apple Eight Advisors, Inc.; Apple Nine Advisors, Inc.; Glade M. Knight; and Bryan F. Peery, CPA
Administrative Proceeding File No.: 3-15750
Case filed: February 12, 2014
Qualifying judgment/order: February 12, 2014
3/24/2014 6/23/2014
2014-27 SEC v. Delsa U. Thomas; The D. Christopher Capital Management Group, LLC; and The Solomon Fund, LP
Case number: 13-cv-00739 (United States District Court for the Northern District of Texas)
Case filed: February 15, 2013
Qualifying judgment/order: March 4, 2014
3/24/2014 6/23/2014
2014-26 SEC v. Recycle Tech, Inc., Keven Sepe, Ronny J. Halperin, Ryan Gonzalez, OTC Solutions LLC, Anthony Thompson, Pudong LLC, Jay Fung and David Rees
Case number: 12-cv-21656 (United States District Court for the Southern District of Florida)
Case filed: May 2, 2012
Qualifying judgment/order: February 14, 2014
3/24/2014 6/23/2014
2014-25 SEC v. Jeremy S. Fisher, The Good Life Financial Group, Inc., and The Good Life Global Enterprises, LLC
Case number: 13-cv-00683 (United States District Court for the Western District of Wisconsin)
Case filed: September 30, 2013
Qualifying judgment/order: October 16, 2013
3/24/2014 6/23/2014
2014-24 SEC v. John J. Bravata, Richard J. Trabulsy, Antonio M. Bravata, BBC Equities, LLC, and Bravata Financial Group, LLC
Case number: 09-cv-12950 (United States District Court for the Eastern District of Michigan)
Case filed: July 26, 2009
Qualifying judgment/order: March 6, 2014
3/24/2014 6/23/2014
2014-23 SEC v. Jerry S. Williams, Monk’s Den, LLC, and First in Awareness, LLC
Case number: 12-cv-01068 (United States District Court for the District of Connecticut)
Case filed: July 20, 2012
Qualifying judgment/order: February 18, 2014
3/24/2014 6/23/2014